Reasonably foreseeable risks are those risks that a reasonable person in the target population would find meaningful to their decision to participate in the research. These protections, and restrictions about the types of research in which prisoners may participate, were put into place to prevent a return to past research practices that exploited prisoners by exposing them to an unfair burden of risks, coercive and unduly influential enrollment practices, and an absence of informed consent procedures. Generally speaking, applicants need their NVC case number for an expedite request. OHRP, Obtaining and Documenting Informed Consent of Subjects Who Do Not Speak English, memorandum; November 9, 1995. Federal regulations identify pregnant women*, prisoners, and children as Protected Populations and specify additional protections and consent requirements for them. No informed consent, whether oral or written, may include any exculpatory language. Informed consent is a person's decision, given voluntarily, to agree to a healthcare treatment, procedure or other intervention that is made: Following the provision of accurate and relevant information about the healthcare intervention and alternative options available; and. Subject. These risks should generally be included regardless of the potential frequency of occurrence. In emergencies, when a decision must be made urgently, the patient is not able to participate in . This includes ensuring the information is accessible by subjects for the duration of the research and is easily retrievable for auditors and monitors. Examples where more formal verification might be appropriate include: UW eSignature (DocuSign) is not valid for FDA-regulated research; and. Have any dogs/cats in your home spayed or neutered, if they are 6 months or older, unless there are medical reasons for not doing so. However, they are planning to actively monitor subject blood glucose levels throughout the study and intervene when appropriate. Prior to initiating any research activities, including screening procedures or extracting information from records, federal regulations require that the subject sign the IRB-approved consent form and that a copy of the consent form be provided to the subject. All procedures require consent, but not all are required to be "informed consent.". See, Guidance for NIH Institutional Training Grants, Office of Research Information Services (ORIS), Washington National Primate Research Center (WaNPRC), Human Embryonic Stem Cell Research Oversight (ESCRO), All Research Administration Learning Resources, Collaborative for Research Education (CORE), Environmental Health & Safety (EH&S) Training, Financial Conflict of Interest (FCOI) Training, Grants Management for Investigators (GMI), Human Subject Division Training and Education, INFORMATION SHEET Certificate of Confidentiality, Single Patient Emergency or Compassionate Use, Identifying and Describing Reasonably Foreseeable Risks in Research, Diminished or Fluctuating Consent Capacity and Use of a Legally Authorized Representative (LAR), Subjects with Comprehension Barriers (e.g., language, literacy, visual impairment) or Who Cannot Write or Speak, Anticipated involvement of subjects with limited English proficiency, Unexpected involvement of subjects with limited English proficiency, Subjects who cannot write a signature on a consent form, Approvable methods for obtaining handwritten signatures, Approvable methods for obtaining electronic signatures, Reconsent and Ongoing Subject Communication, legally authorized representative consent, WORKSHEET Consent Requirements and Waivers, Council for International Organizations of Medical Sciences, Disclosing Reasonably Foreseeable Risks in Research Evaluating Standards of Care, GUIDANCE Involvement of Children in Research, Committee on Ethical Considerations for Revisions to DHHS Regulations for Protecting Prisoners in Research, 2006, Electronic Consent: What You Need to Know, FDA Guidance for Industry: Part 11, Electronic Records; Electronic Signatures Scope and Application (September 2003), Subjects With Comprehension Barriers or Who Cannot Write or Speak, Requirements specific to electronic consent documentation, TEMPLATE Other E-signature Attestation Letter, Diminished or Fluctuating Consent Capacity and use of a Legally Authorized Representative (LAR), GUIDANCE Consent Elements for Externally Reviewed Studies, TUTORIAL Electronic Consent: What You Need to Know, CHECKLIST Exception from Informed Consent, GLOSSARY Legally Authorized Representative, GLOSSARY Legally Effective Research Consent, GUIDANCE Authority and Responsibilities of HSD and UW IRB, WEBPAGE Single Patient Emergency or Compassionate Use, OHRP Draft Guidance on Disclosing Reasonably Foreseeble Risks in Research Evaluating Standards of Care, 2014, https://www.hhs.gov/ohrp/regulations-and-policy/guidance/informed-consent/index.html, https://www.hhs.gov/ohrp/education-and-outreach/online-education/videos/simplifying-informed-consent-ohrp, FDA Guidance, Adverse Reactions Section of Labeling for Human Prescription Drug and Biological Products Content and Format January 2006, FDA Reporting Serious Problems to FDA, What is a Serious Adverse Event?, 2016, SACHRP Recommendations, Attachment A Guidance on Applying the Regulatory Requirements for Research Consent Forms: What Should and Should Not be Included?, July 2011, SACHRP Recommendations, Attachment A Recommended Guidance on Minimal Risk Research and Informed Consent, 2015, SACHRP Recommendations, Attachment A SACHRP Commentary on the FDA Draft Guidance Entitled, Informed Consent Information Sheet; Guidance for IRBs, Clinical Investigators and Sponsors, February 11, 2015, CIOMS III Core Clinical Safety Information, Guidelines for Preparing Core Clinical-Safety Information on Drugs, 1995, https://www.advarra.com/blog/the-many-faces-of-coercion-and-undue-influence/, https://www.wcgirb.com/insights/providing-research-participants-with-new-information-is-re-consent-always-necessary/, University of Washington Office of Research, WA National Primate Research Center (WaNPRC), Institute of Translational Health Sciences (ITHS), Collaborative Proposal Development Resources, Add new section: Identifying and Describing Reasonably Foreseeable Risks in Research, Revise reference from GUIDANCE Electronic Consent Signatures to INSTRUCTIONS UW E-Signature Tools, Add example of undue influence considerations when power dynamics are involved, Add section describing requirements for exempt studies. The risks associated with the two estrogen treatments are research risks and must be included in the consent process/form. (I) Meets the requirements of (a)(x)(A) of this subsection; (III) Is willing and able to become involved in the patient's health care; (IV) Has maintained such regular contact with the patient as to be familiar with the patient's activities, health, personal values, and morals; and. The most important thing to keep in mind is this: Informed consent is a process, not a piece of paper. promote voluntariness about whether to participate. Witness. E-consent processes are invaluable when it is not possible to have an in-person interaction with a subject. Sending the new information in a letter or by email may be appropriate when:(1) the information iseasy to understand; (2) the information is not likely to affect a subjects willingness to participate; and (3) it is important for subjects to have the information in writing for future reference. *Pregnant women are not designated as a vulnerable population in the Common Rule or FDA regulations. Subject. Study Summary It began in 1953 and was halted in 1973. 360-870-8563. There is also no requirement to document assent with an assent form, although researchers should have some way of recording that they obtained assent. (b) Serious are risks that fall under the FDAs definition of a Serious Adverse Event (i.e., anything that would result in death, be life-threatening, would require hospitalization to treat, could cause disability/permanent damage, cause birth defects, require an intervention to prevent permanent impairment or damage or other important medical events). Phone: (360) 878-0664. Identifying this information is the responsibility of the researcher. Informed consent is a conversation when the risks, benefits and alternatives of medical care and treatment are discussed with a patient and/or his/her representative. TUTORIAL Electronic Consent: What You Need to Know the choice of counseling techniques is being dictated by the research design. Advertisements, announcements, social media (e.g., Facebook, Twitter) postings, and other recruitment processes and materials are generally considered to be part of the consent process. One or two parent permission. Subjects can be provided with tables or supplemental information sheets with additional study details after the enrollment decision has been made. If the subject cannot use their hands at all, the IRB will consider alternative methods of documenting consent. Parental permission can be waived or altered, and documentation of permission can be waived, under the same criteria for waiving or altering consent and consent documentation. GLOSSARY Capacity to Consent Translation. Certain lawyers are excluded from the disclosure requirements of Rule 1.4(c), including full-time judges, arbitrators and mediators, in-house lawyers for a single entity, and employees of governmental agencies. UW research reviewed by an external (non-UW) IRB. The person must sign by choice. Decision-making impairments may be permanent, temporary, progressive, or fluctuating. Washington State Addendum to Box 2 of Part B - Plan Administrator Response : English (Word) English (Adobe PDF) Russian (Adobe PDF) Spanish (Adobe PDF) 09-741 : Child Support Order Review Request : English (Word) English (Adobe PDF) Amharic (Adobe PDF) Arabic (Adobe PDF) Armenian (Adobe PDF) Cambodian (Khmer) (Adobe PDF) Answer Additional information can be found in the OHRP draft Guidance, Disclosing Reasonably Foreseeable Risks in Research Evaluating Standards of Care. Analysis These recommendations support routine testing and differ from previous recommendations in ways that impacted state laws addressing HIV testing procedures in regards to informed consent and pre-test counseling. Study procedures include a contrast-enhanced ultrasound using a contrast agent (FDA approved). The treatment could be one of many estrogens (including the two they are interested in), or one of many bisphosphonate drugs. Written informed consent is obtained from the client that store and forward technology will be used and who the consulting provider is. Gerberding Hall G80 Box 351202 Seattle, WA 98195, 2023 University of Washington | Seattle, WA, Specific information about consent for studies being reviewed by a non-UW IRB can be found in the webpages and documents related to, Many other topics that intersect with consent are referenced within this guidance and linked in, *Pregnant women are not designated as a vulnerable population in the Common Rule or FDA regulations. Informed consent means: You are informed. For a full description of the definition, visit this FDA webpage. Notes and sources: You can get an abortion and abortion related services at any age without the consent of an authorized adult or the person responsible for the pregnancy RCW 9.02.100(2); State v. Koome, 84 Wn.2d 901 (1975). However, to fully comply with Part 11, researchers must also implement all other procedural requirements for Part 11 (e.g., limiting system access to only authorized users). However, information that is fully described in the Key Information section does not need to be repeated later in the form or process. The persons signature is not required. The Washington Health Law Manual is now in its Fourth Edition and maintained in an online format. The brief tells the court that, in addition to being inconsistent with state statutes and case law on informed consent, this novel cause of action is inconsistent with the purpose of informed consent in health care. Consent Form Template, Standard. In 2020, Washington reformed its HIV-specific laws. By law, your health care providers must explain your health condition and treatment choices to you. {"http:\/\/capitadiscovery.co.uk\/lincoln-ac\/items\/eds\/edsdoj\/edsdoj.04acf6765a1f4decb3eb413b2f69f1d9.rdf":{"http:\/\/prism.talis.com\/schema#recordType":[{"type . For this reason, HSD recommends the use of a consent addendum, rather than a re-review of the entire consent form, for most situations. WORKSHEET Neonates If a waiver is granted, none of the requirements listed below in this section apply to the study. Nor does HSD review and approve consent plans and consent materials for exempt research. In these situations, it is important for subjects to be able to reaffirm their willingness to participate in research. (iii) An adult relative of the minor patient or other adult with knowledge of the minor patient and the minor patient's housing situation. Project MKUltra (or MK-Ultra) was an illegal human experimentation program designed and undertaken by the U.S. Central Intelligence Agency (CIA), intended to develop procedures and identify drugs that could be used in interrogations to weaken individuals and force confessions through brainwashing and psychological torture. HSD considers it best practice for the subject to receive a copy of the consent form that they have signed and dated, but it is not a regulatory requirement. These include ensuring that: The IRB should pay particular attention to the way a studys benefits are described. These additional safeguards must be considered throughout the vulnerable subjects participation in the study (i.e., recruitment, obtaining consent, and after enrollment). It is HSD policy to consider shorter documents (less than 2000 words) to have met the requirement to present Key Information in a concise and focused manner because of their short length. What is the research question the study is trying to answer and why is it relevant to the prospective subject? Director. Your legal guardian or legally-authorized representative is unable to . Key information is intended to be the information that is most likely to assist the specific subject population (e.g., end-stage cancer patients; first-year college students; parents of toddlers with autism; prisoners). Sufficient time should be allocated for complex genomics concepts such as increased disease risk rather than definitive diagnoses and long-term storage and use of data. The risks associated with the two DEXA scans are not research risks because the physician obtains DEXA scans for all of their patients being treated for osteoporosis, not just those who are in the research study. Adolescents and mature minors are legally and ethically authorized to provide informed consent if they are emancipated, and in many states, including Washington, they may provide consent for matters regarding sexual and reproductive health, mental health, and substance abuse. Sample informed consent forms for the disclosure of program partic The risks associated with motivational interview and the cognitive-behavioral group are research risks and must be described in the consent process/form. Ultimately, it is up to the IRB to determine whether reconsent is required and to identify the most appropriate method for communicating new or revised information. Although the overall study is greater than minimal risk and requires documentation of consent, the new component is minimal risk, so the IRB waives documentation of consent for the addendum. As a general rule, informed consent should be documented by the use of a written consent form approved by the IRB, and signed by the subject or the subject's legally authorized representative. However, no person under this section may provide informed consent to health care: (i) If a person of higher priority under this section has refused to give such authorization; or. Answer Regulatory protections and IRB oversight have reduced the likelihood of coercion in research, but it is still something researchers and the IRB should be cautious about, particularly when researchers are in a position of power over subjects (e.g., physician and patient or professor and student). A LAR for an adult must be a member of one of the following classes of persons in the following order or priority: Availability. When writing Key Information, consider the following questions: Relationship to the rest of the consent form/materials. For example, the state of Colorado requires psychologists to present certain written information to their clients, including therapist credentials, client rights, and the State Grievance Board address (Handelsman, 1990 . (1) Prior to treatment of the eligible patient with an investigational product, the treating physician shall obtain written informed consent, consistent with the requirements of RCW 7.70.060 (1), and signed by the eligible patient or, if the patient lacks the capacity to consent, his or her legally authorized representative . This includes consent forms, online or paper information statements, e-consent information, the short form consent process, oral consent with no written component, parental permission, and LAR consent. Potential subjects may express an active willingness to participate, may simply fail to object, or may dissent (express unwillingness to participate). Providing context that is meaningful and language that is familiar and at an appropriate reading level for the particular subject population will make the content easier for subjects to understand. 2005. The health care provider or health care facility where services are rendered is immune from suit in any action, civil or criminal, or from professional or other disciplinary action when such reliance is based on a declaration provided in compliance with (a)(x)(B) of this subsection. Reconsent. Assent determinations. NOTE: The GUIDANCE Consent, and TIPSHEET Consent provide the most up-to-date description of best practices for designing consent forms. Researchers are asked to describe their plans (if any) for obtaining and documenting assent in the IRB application. OHRP Guidance Documents on Informed Consent, from the OHRP website. Primary factor: the subject population. There are other situations when concerns about undue influence may arise. Advarra Blog, Dec 2, 2020, Kraft et al., Comprehension and Choice Under the Revised Common Rule: Improving Informed Consent by Offering Reasons Why Some Enroll in Research and Others Do Not. Sufficient time is allowed for questions to ensure subject comprehension. This means I was supervised by a licensed clinician for 3600 hours, passed the National Board of Certified Counselors . The informed consent requirements in this policy are not intended to preempt any applicable Federal, state, or local laws (including tribal laws passed by the official governing body of an American Indian or Alaska Native tribe) that require additional information to be disclosed in order for informed consent to be legally effective. In general, one or both parents or guardians must be provided with the same information that is provided during an adult consent process, unless the regulatory criteria are met for waiving permission or waiving or altering elements of permission (WORKSHEET Children). This creates challenges for obtaining informed consent because the process typically relies heavily on written materials. Assent outcomes. This letter must be signed by the Chief Information Officer, Chief Information Security Officer, or other individual at the company/institution with sufficient authority and subject matter expertise to make the above attestation. A meaningful consent process enables prospective subjects to decline participation in research that they judge to be harmful or inappropriate according to their own interests, values, and obligations. Alternatively, assent, LAR consent, and/or parental permission may be waived by the IRB. This means the person understands, writes, and signs a statement declaring they agree to a treatment, for example. A disagreement between a parent(s)/LAR and the potential participant may arise for many reasons and every effort should be made to reach consensus between the parent(s)/LAR and potential participant. When documentation of consent can be waived, researchers have greater flexibility in the ways in which they can design the consent process. Documentation of Consent. Consent materials are read to the subject in the presence of an impartial witness who observes the entire consent process. We are also pro Informed Dissent. Study Summary The National Commission for the Protection of Human Subjects of Biomedical and Behavioral Research, April 18, 1979, The PHASES Working Group, Pregnancy and HIV/AIDS: Seeking Equitable Study, Ending the evidence gap for pregnant women around HIV and co-infections: A call to action (2020), WCG IRB Insights, Providing Research Participants with New Information: Is Re-Consent Always Necessary?, Wilfond and Kraft, Attending to the Interrelatedness of the Functions of Consent. Exception: If the consent form is being used as the summary document when using the short form consent process, the researcher must provide a signature on the consent form. (d) No rights under Washington's death with dignity act, chapter. Not research risks A psychologist at the counseling center is interested in comparing the effectiveness of two of these approaches: a short series of motivational interviews versus participation in a weekly cognitive-behavioral group session. Serious infections are very frequent according to the investigators brochure. The AGO will receive free, prior and informed consent prior to taking certain actions specified in this section that directly and tangibly affect Tribes, rights or tribal lands. Abortion in Delaware is legal up to the point of fetal viability. It is HSD policy that for greater than minimal risk research, the consent form must contain the legible name of the person who obtained consent from the subject. Uncoerced informed consent or dissent to a medical procedure is a human right and an essential component of medical ethics in a civilized society. IRB Ethics & Human Research, 40:6, 1-6 (2018), The Belmont Report: Ethical Principles and Guidelines for the Protection of Human Subjects of Research. Informing subjects that there is a new principal investigator, Informing subjects that they can use a commercial lab for blood draws, A modification to add a new battery of measures is submitted; the new measures include sensitive mental health topics that subjects did not previously consent to, The researchers want to add a new genetic analysis to the samples already being collected for the study, New research-related risks are identified or there is an increase in the frequency or magnitude of previously described risks, A decrease in anticipated benefits to subjects is identified, New or alternative therapies are identified (e.g., FDA approval of a new drug or device for the condition under study) or there is a change on the impact of participation on alternative therapies [e.g., the investigational drug or device reduces the effectiveness of alternative treatment(s)], When a study includes online or in-app check-ins, a consent refresher or informing subjects about changes to the research can occur electronically with a checkbox or other method for the subject to confirm they wish to continue participation, Subjects are moving into a new phase of the study with very different procedures, A subject enrolled with parental permission as a minor reaches the age of majority and must provide adult consent, Changes in the cognitive functioning, mental health, or physical health of the subject have occurred over the course of the research and the subject can replace LAR consent with consent on their own behalf, There is a significant delay between providing consent and beginning the study, Subjects are enrolled in a longitudinal study and a consent refresher may be appropriate even if procedures have not changed, There are concerns about the way in which consent has been obtained (e.g., the wrong version of the consent form was used; study staff have not been appropriately trained in obtaining consent). Individuals who have reached the age of legal consent in the jurisdiction in which the research is being conducted are presumed to have capacity to give informed consent for research. However, in Gates v. Jensen, 92 Wn.2d 246, 595 P.2d 919 (1979 . Changes to the consent form do not necessarily require researchers to inform all enrolled subjects. While all stakeholders are encouraged to read and become familiar with this entire guidance, the following resources provide a summary of the most vital aspects of consent: This guidance provides researchers, the Human Subjects Division (HSD), and the UW Institutional Review Boards (IRBs) with an overview of the requirements and best practices for obtaining regulatorily compliant and meaningful consent, parental permission, and assent for participation in research. The presentation and discussion of consent information, as well as the consent form itself, are single elements of the overall consent process. This method requires the most time and effort and should be used when (1) there is no time sensitivity; and (2) the new information is complicated and/or affects many aspects of the study. It is often funded by public sources and is increasingly integrated into health care delivery systems. For information about who can be LAR for a minor, see the section on Parent/Guardian Permission in Protected and Vulnerable Populations and RCW 7.70.65(2) which describes the somewhat different requirements for an LAR for minors in Washington State, when the parents are not available. Numerous guidelines exist for informed consent including: In general, the reasonably foreseeable risks associated with a standard of care procedure or treatment should be described in the consent form when: The examples below illustrate how to identify: (1) which risks are research risks and should be described in the consent process/form; and (2) which risks are not research risks and should not be described in the consent process/form. Undue influence is often scrutinized by the IRB when subjects will receive significant payment for participation (see GUIDANCE Subject Payment). It also includes additional provider and patient resources, such as a sample consent form. A witness signature is not required on the consent form, unless: Your informed consent is obtained through the use of a short form consent process; You have decision-making capacity, but are unable to read, write, talk, or see (due to blindness); or. The method by which consent is obtained depends on the specifics of the study and the regulations that govern the research. Some research with pregnant women may have additional complexities such as weighing the risks and benefits of both the pregnant woman and the fetus or mitigating risk of exploitation in some specific contexts. It is noteworthy that, in the 2018 revision to the Common Rule, pregnant women were removed as an example of a population that is potentially vulnerable to coercion or undue influence. The regulations designate three protected populations (pregnant women, prisoners, children) that each have additional required protections. Subpart B consent requirements for pregnant women and neonates are listed in the WORKSHEET Pregnant Women and WORKSHEET Neonates. Telehealth care takes place where the patient is located at the time of the appointment. Analysis However, these additional required protections may not be enough to ensure consent comprehension and voluntary participation for these groups. A parent is defined as the childs biological or adoptive parent and a guardian is an individual who is authorized under applicable State or local law to consent on behalf of the child to general medical care. Signed consent materials must be easily retrievable for auditors and monitors. Assent requirements. Have all dogs/cats in the home up-to-date on vaccinations. On rare occasions, the IRB may approve a process that involves reading the consent form to the subject and noting the consent in some official record that is not part of the research records (e.g., the subjects medical record). The IRB review focuses on whether the translation method is appropriate rather than approving the translated text. Check your state's dental practice act or contact your state dental association for more information. The subject receives the consent form by mail or email, the consent discussion occurs by phone or video, the subject signs the form and texts or emails a photo of the signature to the researcher, and the subject mails the signed consent form to the researcher. Most minimal risk studies will qualify for a waiver of documentation of consent. Sharing Substance Use Disorder Information: A Guide for Washington State helps clarify the applicable federal regulations and law. Electronic delivery of consent information must meet the same human subjects regulatory requirements as paper-based delivery of the information. Electronic informed consent (e-consent) refers to the use of electronic systems and processes that employ some type of electronic media (including text, graphics, audio, video, podcasts, passive and interactive websites, biological recognition devices, card readers, etc.) See GUIDANCE Human Subjects Regulations, GUIDANCE Mandatory State Reporting, and the section on legally authorized representative consent for details. In general, dissent should be respected. If an adults capacity to consent is reduced, then they can participate in the research only if a legally-authorized representative (LAR) provides consent on their behalf. The study aims to optimize the imaging of abdominal organs with a contrast enhanced ultrasound comparing clinical ultrasounds with research ultrasounds. The continued education and engagement of subjects throughout the research process is vital. The regulations allow an alternative method of obtaining and documenting consent called short form consent.
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